FSA Investigations And Enforcement

Introduction

Chaired by Richard Salter QC, 3 Verulam Buildings this highly topical one day event features a detailed examination of current FSA strategy from Ian Mason, previously Head of the Wholesale Group in the FSA’s Enforcement Division. 

This conference will offer a lively interactive debate on the success of current policy. Our panel of top level industry speakers will be on hand to guide you through the impact of the latest decisions and developments.

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Benefits

• Learn first-hand about the impact so far of the FSA’s credible deterrence strategy
• Examine when a firm can appoint its own investigators
• Understand how the FSA’s extension to the Approved Person Regime will impact on individuals
• Debate the FSA’s likely approach to future enforcement cases in light of Fox Hayes

Who Should Attend

This conference is a must for all regulatory and financial services litigators in private practice, barristers, heads of litigation, legal and compliance in corporates and financial institutions.